9:00 - Delegate Breakfast and Networking
9:30 - Welcome and Introductions by Dawn Tiura, President and CEO, SIG
9:45 - What is Top of Mind? - Facilitated Roundtable Discussion by Linda Tuck Chapman, President, Ontala
10:45 - Break
11:00 - Prudential's Third Party Risk Management Program by Carol Haeberle, Vice President Third Party Risk Management, Prudential Insurance
12:00 - Networking Lunch
12:45 - Presentation by Andrew Moyad, RQA Vendor Risk Management, BlackRock, Inc.
1:35 - Risk Convergence by Russell Kempf, Director – Group Risk Manager ARM Risk and Control, MUFG Union Bank, N.A.
2:25 - Break
2:35 - Deep Dive - Continued Roundtable Discussions facilitated by Linda Tuck Chapman, President, Ontala
4:05 - Close, Wrap-up and Next Steps
4:30 - Adjourn
Advisor, author, subject matter expert:
- Third-Party Management, Governance, and Optimization
- CPO, BMO Financial Group
- President & CEO Education Marketplace
- CPO, Fifth Third Bank
- CPO and VP Executive Shared Services, Scotiabank Group
- Author: “Third-Party Risk Management: Driving Enterprise Value” (available on Amazon, April 2018); RMA Journal, Wall Street Risk Journal, many industry publications
- SRC: Chair, SRC Thought Leaders Council
- Wharton Executive Education - Adjunct Professor
- RMA: Subject Matter Expert, Facilitator, Trainer
- Shared Assessments Group: Advisory Board
Russell Kempf is a seasoned Financial Services Executive with over 20 years of experience with managing Operational Risk within the first line of defense. He currently works at MUFG Unionbank as a Group Risk Manager responsible for executing Business Unit Risk & Control responsibilities across multiple lines of business. Prior to working at MUFG he spent time at DTCC within Operational Risk focused on building the Third Party Risk Management program. The majority of his career was spent with UBS Financial Services where he held multiple roles across the Bank focused on risk management, internal control, and process standardization.
Andrew Moyad, Director, leads the RQA Vendor Risk Management team at BlackRock. His team is responsible for the assessment, due diligence, and oversight of high-risk suppliers supporting BlackRock businesses globally.
Prior to joining BlackRock in 2010, Mr. Moyad was a Senior Vice President at Citigroup and worked in a variety of technology-related and control roles in support of the institutional client business from 2003 to 2010. Before Citigroup, he worked as a Director at a variety of US technology and engineering services firms in New York and Washington, DC involved in sourcing, contract negotiations, and supplier risk management.